PROMSYS will audit your Firm’s Plans and Procedures against the SRA Code of Conduct 2011 & LEXCEL V6 requirements. Compliance is paramount.
Your Firm is provided with an efficient audit of your in-house risk management reporting system. PROMSYS assists with external audit preparation.
We have 15+ years compliance experience in SRA Code of Conduct 2011, Lexcel, Legal Aid (LAA) and Practice Management.
PROMSYS will audit & review against Lexcel V6 and the SRA Code of Conduct 2011:
- Procedures Manual
- Plans – Strategy, Contingency, Training, I.T.
- File review process
- Client Care and Complaints procedures
- Client Care letters and Terms of Business
- Internal and external risk management reporting
PROMSYS will assist your Firm with pre-audit preparation.